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News August 20, 2018 Issue

Advisers and Funds Cautiously Move Forward on Liquidity Rule Compliance

Many advisory firms and fund complexes are taking steps to comply with the requirements of the SECís Liquidity Risk Management Rule, but there are differences in how they comply Ė not only between advisers and fund complexes, but within each group. Changes in some of the requirements and deadlines have added to the mix.

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