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News August 27, 2018 Issue

SEC Keeps its Eye Out for Cherry-Picking as Another Adviser Settles

Itís always easier for enforcers to go after the low-hanging fruit, and in the case of the SEC, that fruit happens to be cherries. The agency on August 17 took another step in its ongoing crackdown against cherry-picking, reaching separate settlements with an advisory firm and an investment adviser representative who worked for it.

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