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The weekly news source for investment management legal and compliance professionals

News October 15, 2018 Issue

Blass Outlines Investment Management Agenda in Testimony before Congress

SEC Division of Investment Management Director Dalia Blass, speaking before a House of Representative subcommittee, laid out three guiding principles that the division plans to follow under her tenure. In wide ranging testimony that covered the Divisionís agenda, she discussed specific measures the Division plans to take, including marketing reforms and a new look at fund board responsibilities, under those principles.

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