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News October 22, 2018 Issue

Information Security Rule Proposed by State Securities Regulators Association

Rules and guidance from the SEC on cybersecurity and related matters have been proposed and/or issued in recent years but the agency is not the only regulator taking action in these areas. States also have the authority to regulate securities entities and the association representing state and provincial securities regulators in the United States, Canada and Mexico, the North American Securities Administrators Association (NASAA), is seeking comment on a proposed information security and data privacy model Rule and related amendments.

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