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News October 22, 2018 Issue

SEC’s Five-Year Strategic Plan Focuses on Retail Investors, Innovation and More

The SEC’s final Five-Year Strategic Plan for fiscal years 2018 through 2022 – much awaited by those who pay attention to agency priorities – is a slimmed-down version of SEC strategic plans from the previous five-year period. It bears the hallmarks of agency Chairman Jay Clayton’s stated aims to focus on retail investors, innovation and cybersecurity, among other areas, while retaining specific initiatives from past plans focusing on enforcement and examinations.

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