See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News December 3, 2018 Issue

Proxy Advisory Firms Again Front and Center Following SEC Roundtable

The role of proxy advisory firms returned to center stage in recent days following an SEC roundtable that raised questions about the influence such firms have over advisers and funds, conflicts of interest, whether proxy advisers should be regulated, and more. As with a similar roundtable five years ago, viewpoints were aired, with questions remaining about what actions, if any, might be taken at some future date.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight and receive a time-limited $200 discount! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.