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The weekly news source for investment management legal and compliance professionals

News December 24, 2018 Issue

2018 in Review: Standards of Care, Cryptocurrencies, SEC Changes and More

With the past year almost over and a new one about to begin, itís time to take a look back and take stock of what was accomplished in 2018 and what issues remain. The past 12 months found major developments involving standards of care for advisers and broker-dealers, the emergence of an SEC strategy regarding cryptocurrencies, a full year in office for a new SEC team and philosophy, the rising challenges of cybersecurity, and more.

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