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News April 1, 2019 Issue

Third OCIE Cybersecurity Exam Sweep Underway

The SECís Office of Compliance Inspections and Examinations isnít letting the grass grow under its feet when it comes to advisory firms and cybersecurity. Having completed two cybersecurity exam sweeps in recent years, OCIE has now begun a third Ė this time focusing on large branch office networks and firms that have merged with or acquired other firms.

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