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News April 8, 2019 Issue

Proxy Advisory Firm Use: Roisman Suggests SEC Consider Guidance

SEC Commissioner Elad Roisman thinks the time has come for the agency to consider issuing new guidance for asset managers in their use of proxy advisory firms. The SECís point man on ways to improve the proxy process, the relatively new commissioner made his views known at a recent industry conference, where he also said that he is seeking answers to a lot of questions about both the use of proxies and proxy advisory firms.

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