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The weekly news source for investment management legal and compliance professionals

News June 17, 2019 Issue

SEC Moves Custody Rule Reform to the Fast Track

The SEC plans to propose amendments that will reform the Custody Rule within the next 12 months. The rule’s reform will join agency plans to take other actions within that same time period, including changes to the Advertising Rule, long identified within the asset management community as needing reform, the Cash Solicitation Rule, the use of derivatives by investment companies, and fund of funds arrangements.

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