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News July 15, 2019 Issue

SEC Will Revisit Registration Exemptions, 401(k) Private Fund Investments

The SEC is seeking public comment on ways to reform registration exemptions in order to "expand investor opportunities while maintaining appropriate investor protections." The concept release and request for comment is expected to, among other things, look at ways to ease the ability of 401(k)s and other retail investor retirement vehicles to invest in private funds.

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