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News July 22, 2019 Issue

SEC Report Card: OIG Focuses on Information Security and More

The SEC, those regulated by it may be glad to know, is itself scrutinized by its internal Inspector General, whose office issues a report to Congress every six months. The most recent report makes clear that the SEC is not bulletproof, needs better information security, and is the subject of audits concerning its analytics initiatives, information technology investments and more.

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