See why ACA Insight is the leading newsletter on regulatory compliance. Sign up for a free 1-week trial.

The weekly news source for investment management legal and compliance professionals

News August 12, 2019 Issue

As Election Season Heats Up, Pay Attention to Pay-to-Play

Presidential candidates and talk about the 2020 elections is in the news and likely to increase as the months progress. Too far away to pay attention? Not for advisory firm chief compliance officers. Now, in fact, is a good time to start ensuring advisory firm compliance with Rule 206(4)-5, the Pay-to-Play Rule.

Full contents of this article are only available to paid subscribers.

Subscribe to ACA Insight

Subscribe to ACA Insight and receive a time-limited $200 discount! Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.

Subscriber Log In

Forgot your password? Click Here.