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News August 26, 2019 Issue

Future Rulemaking: What the SEC’s Standards of Conduct Adoption Tells Us

The past, as they say, is prologue. The SEC, having earlier this year adopted its Standards of Conduct package, is now turning its attention to other rules, amendments and interpretations. With Regulation Best Interest, the advisory form interpretation and Form CRS in the rear view mirror, what can we learn from how Chairman Jay Clayton’s agency does rulemaking to inform our expectations for rules yet to come?

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