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News August 26, 2019 Issue

SEC Adopts Guidance on Adviser Use of Proxy Advisory Firms and Voting

The Commission bit the bullet this past week and issued guidance to advisory firms on their responsibilities in terms of proxy voting, including the contentious issue of how they should work with proxy advisory firms. The SECís 3-to-2 vote in favor of the guidance most likely does not bring an end to the strong feelings that have previously been expressed on this topic, but it does set a benchmark against which future efforts may be judged.

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