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News October 28, 2019 Issue

IAA Calls on SEC to Expand Definition of ‘Accredited Investor’

The Investment Adviser Association wants to see the definition of "accredited investor" amended in Regulation Dís Rule 501 to encompass a larger group of entities, including discretionary clients of SEC-registered advisers and "knowledgeable employees" of private funds. The association made that recommendation, among others, in a comment letter to the SEC.

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