Now that you’ve seen what ACA Insight has to offer, don’t be without it. Subscribe now!

The weekly news source for investment management legal and compliance professionals

Current subscribers - please log in to the website in the upper right-hand corner

News August 2, 2004 Issue

Form ADV Part 2 By End of Year?

SEC associate director Robert Plaze recently told IM Insight that Part 2 of Form ADV is on track to be adopted "by the end of the year." Despite the changes that have occurred in the nearly five years since Part 2 was proposed, "there’s no plans at this time to do a reproposal," he said.

The NASD currently is working on building the piece of IARD that will receive Part 2 filings. That, said Plaze, will be completed after Part 2 is adopted.