Form ADV Part 2 By End of Year?
SEC associate director Robert Plaze recently told IM Insight that Part 2 of Form ADV is on track to be adopted "by the end of the year." Despite the changes that have occurred in the nearly five years since Part 2 was proposed, "there’s no plans at this time to do a reproposal," he said.
The NASD currently is working on building the piece of IARD that will receive Part 2 filings. That, said Plaze, will be completed after Part 2 is adopted.