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Topic: Proxies

Proxy Advisory Firms Again Come Under the SEC Spotlight

August 3, 2018
Advisers’ use of proxy advisory firms, including the degree to which advisers follow proxy advisers’ recommendations when they vote, will again come before the SEC, as part of a planned roundtable on the proxy process this fall. Whether any changes will result is another matter.

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Guidance on Proxy Advisory Firms and Proxy Voting Issued by SEC Staff

July 11, 2014
The SEC has once again dipped its toe into the recently churned waters of proxy advisory firms and proxy voting – and is this time providing some answers.

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Role of Proxy Advisory Services Discussed and Debated at SEC Roundtable

December 12, 2013

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Proxy Advisory Firms and Their Role Up for Debate

November 15, 2013

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Reliance on Third-Party Proxy Advisory Firms Called into Question

July 19, 2013

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