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Topic: Data Management and Analysis

SEC Data Show Continued Growth of Private Funds

February 9, 2018  Private funds, whether hedge funds, private equity funds or most other types, continued to grow at a steady rate through the second quarter of 2017.
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Clayton Rejects Request to Extend CAT Deadline

November 17, 2017  SEC chairman Jay Clayton on November 14 issued a nuanced statement?rejecting a request from the national securities exchanges and FINRA to delay the initial deadline of the Comprehensive Audit Trail – better known as the CAT – by a year, and other deadlines by a year or more. His decision leaves at least the short-term implementation of the much-discussed high-tech tool up in the air.
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