Clayton Addresses Recent Court Rulings and the Path Forward

The SEC has been buffeted by several court decisions in recent years - Kokesh in 2017, Lucia in 2018, Robare and Lorenzo this year. At least two of these had a negative impact on how the agencys Division of Enforcement operates, while one can be seen as enhancing the Divisions enforcement authority. SEC Chairman Jay Clayton, in a recent speech, described his thoughts about these decisions and how the SEC intends to move forward.
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