2012 Renewal Fees Due December 12

Advisers that owe the North American Securities Administrators Association (NASAA) annual fees, and broker-dealers renewing membership with FINRA take note – your fees are due December 12. FINRA posted Notice 11-51 earlier this month reminding advisers and broker-dealers of the approaching payment deadline to remain in good standing for the coming year. Late payers risk […]
Full contents of this article are only available to paid subscribers.

Please note: we are on a new platform and you may need to reset your password to recover your account. Click here for more details.

New to ACA Insight?

Subscribe today and receive a time-limited $200 discount!

Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.