Anti-Money Laundering: Dont Wait for the Rule to Create a Program

After years of false starts, a Treasury Department rule requiring investment advisers to create an anti-money laundering program may be on its way, but that doesnt mean you should wait before adopting anti-money laundering policies and procedures. Even without a rule, the SEC expects advisers to have anti-money laundering programs in place. If you havent created one yet, do so now.
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