Associations to SEC: Drop Business Continuity Plan Rule, Focus on Guidance

Dont use a sledge hammer when a less heavy handed tool will do. That appears to be the thrust of the message from the Investment Adviser Association and other key industry associations to the SEC in regard to the agencys proposed Business Continuity and Transition Planning Rule.
Full contents of this article are only available to paid subscribers.

Please note: we are on a new platform and you may need to reset your password to recover your account. Click here for more details.

New to ACA Insight?

Subscribe today and receive a time-limited $200 discount!

Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.