Compliance Issues Raised by MSP and UMA Accounts (Part 1 of 2)

Advisers that serve as external managers or overlay managers in multi-style portfolio accounts (MSPs) or unified managed accounts (UMAs) are grappling with a number of compliance-related questions. For example, how should assets invested through those programs be counted for purposes of Form ADV assets under management? What about GIPS? And what if an adviser discovers […]
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