Information Security Rule Proposed by State Securities Regulators Association

Rules and guidance from the SEC on cybersecurity and related matters have been proposed and/or issued in recent years - but the agency is not the only regulator taking action in these areas. States also have the authority to regulate securities entities - and the association representing state and provincial securities regulators in the United States, Canada and Mexico, the North American Securities Administrators Association (NASAA), is seeking comment on a proposed information security and data privacy model Rule and related amendments.
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