Liquidity Controls, Cybersecurity, ETFs Among OCIEs 2016 Exam Priorities

Expect the SECs Office of Compliance Inspections and Examinations to scrutinize new areas like liquidity controls and exchange-traded funds in the coming year, while at the same time moving its focus in areas like cybersecurity to a new phase. OCIE last week, in what has become an annual ritual, issued its annual examination priorities.
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