OIG Recommends Seven Changes in SEC Use of External Experts

The SEC has had its eye on advisory firm use of external experts and taken enforcement action when it found problems. Now the agency itself is under the spotlight. The OIG recently recommended seven steps it wants the SEC to take in its own use of external experts.
Full contents of this article are only available to paid subscribers.

Please note: we are on a new platform and you may need to reset your password to recover your account. Click here for more details.

New to ACA Insight?

Subscribe today and receive a time-limited $200 discount!

Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.