SECs Donohue: If I Were a Chief Compliance Officer …

Andrew "Buddy" Donohue, now back at the SEC as chief of staff, has some sage advice to compliance professionals: the nine categories in which he would focus his time if he were a chief compliance officer. Given his history at the agency and his current role, it might be wise to pay attention.
Full contents of this article are only available to paid subscribers.

Please note: we are on a new platform and you may need to reset your password to recover your account. Click here for more details.

New to ACA Insight?

Subscribe today and receive a time-limited $200 discount!

Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.