Soft Dollars and MiFID II: SEC Ponders Post-Relief Course of Action

The asset management industry wants to hear from the SEC, while the SEC wants to hear more from the asset management industry. The issue is what the agency will ultimately decide on the question of how broker-dealer research costs should be paid in light of the European Unions directive requiring that those costs be unbundled from broker-dealer execution costs.
Full contents of this article are only available to paid subscribers.

Please note: we are on a new platform and you may need to reset your password to recover your account. Click here for more details.

New to ACA Insight?

Subscribe today and receive a time-limited $200 discount!

Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.