State Pension Fund Investments at Heart of SEC Charges Against Adviser

Violate state law and you may find your firm facing SEC fraud charges. Thats one message to take from the SECs May 21 administrative order against Gray Financial Group, an Atlanta-based adviser that specializes in public and private pension funds nationwide.
Full contents of this article are only available to paid subscribers.

Please note: we are on a new platform and you may need to reset your password to recover your account. Click here for more details.

New to ACA Insight?

Subscribe today and receive a time-limited $200 discount!

Subscribers receive: 46 electronic issues conveniently e-mailed to your desktops each Friday; access to archives of past stories; and breaking news e-mails.

Subscribe today to the weekly news source for investment management and legal compliance professionals.