The Drumbeat of Fiduciary Duty

Momentum may be gathering behind the push to impose fiduciary obligations on broker-dealers – broker-dealers serving retail customers, that is.Last week, Senators Daniel Akaka (D-HI), Robert Menendez (D-NJ), and Richard Durbin (D-IL) filed what had been a draft amendment to the Senates version of financial regulatory reform. The amendment would replace language included in the […]
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