Walter Weighs In On Dissonance In Harmonization

Carve-outs are bad.At least they are when they might create new regulatory gaps or opportunities for regulatory arbitrage.Thats the message SEC Commissioner Elise Walter took to the Investment Adviser Association/ACA Insight Compliance Forum last week.Senator Tim Johnson (D-SD) recently circulated a “discussion proposal” for the Senates financial regulatory reform discussion draft. The proposal would remove […]
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