Goodman on Industry Compliance Survey (Part 2 of 2): Best Ex and Fair Valuation

Heres the second part of our series covering SEC official Kevin Goodmans discussion of findings in the 2008 Investment Management Compliance Testing Survey, which was conducted earlier this year by the Investment Adviser Association, ACA Compliance Group, Old Mutual, and IM Insight. Goodman, who serves as the associate regional director for examinations in the SECs […]
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