Industry Lawyers Discuss Status of SEC Rulemakings

At last weeks ALI-ABA broker-dealer conference, Barry Barbash of Shearman & Sterling, Cynthia Fornelli of Bank of America (the former deputy director of the Division of Investment Management), and Andre Owens of Wilmer Cutler Pickering Hale and Dorr discussed a range of investment management regulatory initiatives. Richard Phillips of Kirkpatrick & Lockhart moderated the panel (although, […]
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