ACA Insight Breaking News – Hearing Explores, Refines Adviser SRO Issues

In a hearing before the House Subcommittee on Capital Markets and Government Sponsored Enterprises (Committee) today, representatives of the adviser and broker-dealer industries, as well as the Consumer Federation of America (CFA) laid out their views on the best remedy for insufficient adviser oversight and helped legislators refine the issues involved.Support for an adviser SRO […]
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