ACA Insight News Alert – SEC Announces Presence Exams for New Private Fund Adviser Registrants

The SEC has posted a letter it is distributing to newly registered private fund advisers that introduces OCIE’s National Examination Program (NEP) and its “Presence Exam” initiative. The letter provides information about topical areas that may be examined at a firm, and a list of compliance reference materials housed on the SEC’s website.The letter indicates […]
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